Forms Magic: Revolutionizing the New Account Opening Process

Date: June 7th, 2017 Beginning at 9:30 AM

Location: Ruth’s Chris Steak House (148 W 51st St. New York, NY)

Learn from a panel of industry experts on how technology can streamline operations to improve client services while reducing compliance risks.

Balancing operational efficiency with cost effectiveness is a constant struggle for broker-dealers and Registered Investment Advisor firms—especially when client expectations and compliance regulations continue to evolve.

In order to make sense of all of the many changes happening in wealth management, you are cordially invited to a complimentary workshop with Lunch on Wednesday, June 7th, at 9:30 AM to 1 PM at Ruth’s Chris Steak House in New York. A panel of industry experts will discuss the digital trends in wealth management, and how technology can streamline operations to improve client service while reducing compliance risks. By attending the workshop, you will learn current technology practices that will enable your firm to:

  • Shorten the time it takes to onboard a new client
  • Speed up NIGO/IGO and suitability reviews
  • Streamline compliance document management processes
  • Digitally open new accounts through a powerful integration of document management forms filling and e-signature systems
  • Build a secure and compliant information management strategy

Agenda for the Day:

  • 09:30 AM – 10:00 AM – Check in
  • 10:00 AM – 11:00 AM – Mega Trends in Wealth Management
  • 11:00 AM – 11:15 AM – Break
  • 11:15 AM – 12:00 PM – Digital New Account Opening Demonstration
  • 12:00 PM – 01:00 PM – Networking Lunch


Amy E. Flourry
Director of Operations, Rehmann Financial

Tim Welsh, CFP
President, Nexus Strategy

Robert Powell
Vice President of Sales & Marketing, LaserApp

Space is Limited! Reserve Your Seat Today!



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